Webinar
Effective Regulatory Gap Analysis for
Adaptive Risk & Compliance Management Programmes
Webinar Series: Mastering Compliance Governance in Anti-Financial Crime
Today's regulatory environment presents compliance teams with unprecedented challenges: the sheer volume of regulations, the rapid and constant pace of change, and the complexity of multi-jurisdictional operations. Successfully integrating new regulatory requirements into existing programmes requires not only a deep understanding of the regulations, but also the ability to efficiently identify and close compliance gaps.
Join industry experts Dirk Findeisen and Khanh Nguyen for an in-depth webinar on optimising the implementation of regulatory changes through effective gap analysis. They will explore the key factors for a highly adaptive risk and compliance management programme (RCMP), discussing optimal strategies, how to avoid bureaucratic pitfalls, and how to ensure robustness and resilience.
Learn what constitutes an effective regulatory gap analysis to provide a solid basis for decision making on how best to implement the regulatory requirement. Discover how this process should be designed to be comprehensive and timely with a minimum of manual effort. Understand the prerequisites for automating the process and the issues that may need to be addressed.
Explore AI-powered approaches to streamline regulatory change management. See a real-world example of how you can automatically identify compliance gaps and associated risks, and easily update policies and procedures.
Don't miss this opportunity to improve your compliance governance and regulatory change management with expert insight.
Agenda
- Implementing Regulatory Requirements: Factors for Optimisation
- Conducting Effective Gap Analysis: Essential Components & Techniques
- Automated & Integrated Implementation Management: Prerequisites & Technical Requirements
- Practical Use Case: Example of an Effective Gap Analysis Following a Regulatory Change
- Q&A
Target Audience
This webinar is indispensable for risk and compliance professionals in international financial institutions, especially those navigating the complexities of multiple jurisdictions. As this is a specialist event, we ask for your understanding that requests from private individuals, end customers and other service providers cannot be considered.
Speaker
Khanh Nguyen | Lead Business Consultant at msg Rethink Compliance
With more than 10 years in compliance consulting, Khanh Nguyen has a specialized focus on risk analysis and auditing. She has extensive experience in managing projects and products aimed at the digitization and automation of financial crime compliance processes. A frequent speaker at industry events in German-speaking countries, Khanh also addresses issues around business partner and supply chain compliance.
Dirk Findeisen | Founder & Managing Partner of msg Rethink Compliance
Dirk Findeisen is a proven expert in Financial Crime Compliance and RegTech. He has more than 20 years of experience in the areas of governance, risk & compliance (GRC), data management, advanced analytics, and corporate performance management. He is author of numerous articles, a sought-after speaker at conferences and lecturer at several German universities.